Articles for tag: FINRA, Gary Gensler, SEC

Ammar Raza

SEC

SEC Chair Gensler Outlines Bold Steps for Treasury Market Reform

According to Chair Gary Gensler, speaking at the U.S. Treasury Market Conference on September 26, the U.S. Securities and Exchange Commission is going to retroactively redefine what constitutes an “exchange” and, for that matter, an alternate trading system. The comments came from a session entitled “From Hamilton to Yellen,” in ... Read more