Galois Capital Faces $225K SEC Penalty Over FTX-Linked Asset Mismanagement
The U.S. Securities and Exchange Commission (SEC) has issued a Galois Capital Management LLC Florida crypto asset investment advisory firm a civil penalty of $225,000. This action follows Galois’s noncompliance with the necessary regulations to ensure the protection of the customer’s assets and the firm’s misleading statements about the redemption ... Read more
